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About

 

Yancey Financial is an independently owned and operated investment advisory firm founded on the cornerstone of providing clients with the best available financial guidance, solutions and customer service.  The firm maintains professional independence so it can guide clients to financial success.

 

 
 

Having a good plan requires a certain process.  Yancey Financial's process goes beyond meeting typical financial goals.  The mission is to help clients, both individuals and institutions, increase and protect net worth.  The most important part of this process is the development of a written, individualized financial plan.  Once the financial plan is in place, the way to drive good, long-term results is through a comprehensive array of investment and insurance solutions available from many well-known national providers.  Then, periodic reviews will determine any needed changes to your plan - a good, long-term plan yields good, long-term results.

Jon C. Yancey - Founder


Jon is an independent investment advisor in Concord, NC.  Jon has thirty-four years of professional experience in various areas of trust, wealth management, investment management, lending and private banking.  His skills include client relationship management, institutional trust administration, proper asset allocation, trust operations and compliance with trust documents.  He spent fifteen years as an employee benefit trust administrator presenting qualified and non-qualified retirement plan solutions to large company plan sponsors with six of those years managing an institutional trust department offering fully-bundled retirement plan solutions through a North Carolina based regional bank.  Turning his sights toward solutions for high-net worth individuals and families for the last fifteen years, Jon has served as a private banker and investment advisor.

 

  • Series 65 Securities License with registrations in NC and GA, License 5284474

  • Producer License - Life / Accident & Health, North Carolina Department of Insurance, License 17074107

  • Certified Retirement Services Professional, American Bankers Association, 1997-2006

 

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Yancey/Financial

Investments. Insurance. Consulting.

Investment Advisory Services offered through AlphaStar Capital Management, LLC a SEC Registered Investment Adviser. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the adviser has attained a particular level of skill or ability. AlphaStar Capital Management, LLC and Yancey Financial, LLC are independent entities. The firm only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Insurance products and services are offered through individually licensed and appointed agents in various jurisdictions. Yancey Financial, LLC does not offer legal or tax advice.  

The oral and written communications of an adviser provide you with information about which you determine to hire or retain an adviser. Form ADV Part 2A can be obtained by visiting https://adviserinfo.sec.gov and search for our firm name. ADV Form 2B is available upon request. Neither the information nor any opinion expressed it so be construed as solicitation to buy or sell a security of personalized investment, tax, or legal advice. All content available on this Website is general in nature, not directed or tailored to any particular person, and is for informational purposes only. Neither the Website nor any of its content is offered as investment advice and should not be deemed as investment advice or a recommendation to purchase or sell any specific security. The information contained herein reflects the opinions and projections of Yancey Financial as of the date hereof, which are subject to change without notice at any time. Yancey Financial does not represent that any opinion or projection will be realized. Neither Yancey Financial nor any of its advisers, officers, directors, or affiliates represents that the information presented on this Website is accurate, current or complete, and such information is subject to change without notice. Any performance information must be considered in conjunction with applicable disclosures. Past performance is not a guarantee of future results. Neither this Website nor its contents should be construed as legal, tax, or other advice. Individuals are urged to consult with their own tax or legal advisers before entering into any advisory contract.

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